ESMA updates Q&AS on MiFID II and MiFIR investor protection topics

ESMA updates Q&AS on MiFID II and MiFIR investor protection topics

Tuesday 18 February 2020 09:27

The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).

The Q&As on MiFID II and MiFIR investor protection and intermediaries’ topics includes new answers on ‘MiFID practices for firms selling financial instruments subject to the BRRD resolution regime’.

The new Q&As provides clarification on...

esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf


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